These concern trading and investment in the capital market: losses caused by a broker's breach, price manipulation, misleading disclosure by a listed company, or insider information violations. They are heard before specialised committees rather than the general courts.
Representing investors in compensation claims for losses caused by a regulatory breach · Defending CMA violation proceedings · Market manipulation and misleading disclosure claims · Investor disputes with brokerage and asset management firms · Advice on offerings and acquisitions of listed companies.
Compensation for investment losses caused by a breach · Incorrect order execution by a broker · Price manipulation and market influence · Misleading or delayed disclosure · Insider information violations · Investment fund and portfolio management disputes · Challenging CMA decisions and fines.
When you receive a violation notice from the Authority; when you suffer a loss you believe was caused by broker error or misleading disclosure rather than ordinary market movement; or when you are party to an offering or acquisition subject to disclosure requirements.
The Committee for the Resolution of Securities Disputes hears these claims, with a route of appeal to the competent appeal committee under the prescribed procedure.
The decisive distinction here is between a legitimate loss and one caused by a breach. We review the order and execution records and the timing of disclosures to establish whether there was an actual, provable violation — and we tell you plainly if the loss was market movement for which no compensation is available.
These files are technical and turn on timing and records. We build the claim on execution and disclosure documents rather than on the size of the loss, with fair and competitive fees set by the value of the claim.
No. Losses from market movement are not compensable; compensation depends on proving a regulatory breach that caused the harm.
It is fixed by regulation and runs from notification, which is why you should act as soon as the notice arrives.
Yes, where an error in executing orders or a breach of its regulatory obligations to the client is established.
Yes, in disclosure violations, offering and acquisition requirements, and defence before the Authority.
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